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产学研合作视角下我国生物医药产业的共同申请专利分析

An analysis of joint patent applications in China’s biopharmaceutical sector from the perspective of industry-academia-research collaboration

  • 摘要: 以近10年我国生物医药产业产学研共同申请专利为研究对象,旨在深入把握我国生物医药产业产学研共同申请专利合作现状,探寻现存的问题,并针对如何解决这些问题向政府及相关机构提出建议,推进产学研专利合作的发展。研究使用incoPat全球专利数据库获取所需专利数据,构建产学、产研和学研共同申请专利数据集。从合作类型、地理分布、申请主体情况、法律状态、技术分类等角度进行统计分析,并根据江苏省专利数据,绘制了合作网络进行深入研究。结果表明,我国生物医药产业产学研共同申请专利合作正处于稳定发展期,但产研共同申请专利合作发展相对较缓慢;共同申请专利的类型主要为产学共同申请专利;专利数量的地理分布不平衡,表现出“东多西少”的情况;A61P35/00(抗肿瘤药物)是开展产学研共同申请专利合作最多的技术领域,且合作涵盖对药物安全性、有效性和可及性等多维度的技术功效;部分产学研共同申请专利未能实现技术向产品的转进,共同申请专利带来的实际效益不足;合作网络中大量的合作为偶发性合作和单一合作,小微企业和普通院校等边缘节点尚未深入参与产学研合作等。政府及相关机构可以通过树立激励政策、畅通专利信息渠道、牵头带动跨区域合作等方式,对产学研共同申请专利加以引导。

     

    Abstract: This study focuses on joint patent applications in China’s biopharmaceutical industry over the past decade, involving collaborations between industry, academia, and research institutions. The aim was to comprehensively understand the current status of these joint patent applications, identify existing problems, and propose recommendations to the government and relevant agencies on how to address these issues and promote the development of industry-academia-research patent collaborations. The study utilized the incoPat global patent database to obtain the necessary patent data and constructed a dataset of joint patents applied through industry-academia, industry-research, and academia-research collaborations. Statistical analyses were conducted from various perspectives, including types of collaborations, geographical distribution, applicant profiles, and legal status. Based on patent data from Jiangsu province, a collaborative network was constructed for further investigation. The results indicate that joint patent applications in China’s biopharmaceutical industry are in a phase of steady growth, with the majority of joint applications stemming from industry-academia collaboration. However, the joint application for patents between industry and research is relatively slow in development. There is a geographical imbalance in the distribution of patents, with more being concentrated in the east compared to the west. A61P35/00 (anti-tumor drug) is the most active field for industry-academia-research collaborative patent applications, with cooperation encompassing multi-dimensional improvements in the safety, efficacy, and accessibility of drugs. Portions of patents co-filed by industry, academia, and research institutions have failed to transition technology into products, resulting in insufficient practical benefits from the co-filed patents. Chinese research institutions show a lesser engagement in joint patent applications with foreign entities compared to universities and enterprises. Many collaborations in the network are incidental or single, and smaller entities such as small and micro-enterprises and ordinary universities or colleges have not been actively involved in industry-academia-research collaborations. The government and relevant agencies can guide industry-academia-research joint patent applications by streamlining incentive policies, facilitating patent information channels, and promoting cross-regional collaborations.

     

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